< Practice Areas

Capital Markets

The Capital Markets division at KLA has extensive experience across all types of securities transactions, including representing clients in proceedings before the CVM (Securities and Exchange Commission).

They also provide assistance with public offerings of commercial papers, real estate receivables certificates (CRI), and agribusiness receivables certificates (CRA).

Our client base encompasses investment banks, asset managers, investment funds, securitization companies, and firms from various sectors. The professionals possess particular expertise in real estate, agribusiness, and telecommunications industries.

SERVICES

Financing and Debts
• Public and private offerings of debt securities, including debentures (infrastructure and incentivized), Rural Product Notes (CPR and CPR-F), commercial notes, promissory notes, financial letters, and others
• Public and private offerings of securitized equities: Receivables Certificates (CR), Real Estate Receivables Certificates (CRI), Agricultural Receivables Certificates (CRA)
• Foreign debt placement (bonds & notes)
• Advisory services in sustainable investments, impact investments, and green and social finance

Capital Market Consulting and Regulatory
• Advisory and compliance for publicly traded companies, securities portfolio managers, asset managers, securitization companies, custodians, securities and exchange broker-dealers (CTVM), securities and exchange distributors (DTVM), and other regulated entities
• Advisory on processes for obtaining regulatory and/or administrative authorizations before CVM (Brazilian Securities and Exchange Commission) and Anbima (Brazilian Association of Financial and Capital Markets Entities)
• Development and updating of manuals, policies, and reports
• Advisory for development entities and blended finance operations
• Administrative and judicial litigation involving regulatory bodies

Investment Funds
• Structuring, creation, and registration of investment funds (FIDC, FIP, FII, FIAGRO, FIF)
• Structuring and registration of public offerings of investment fund units
• Drafting queries and/or responses to inquiries made by CVM, B3, and Anbima, involving highly complex matters for administrators, managers, investment funds, and other participants in the capital market

MAIN CONTACTS

Sign Up for our Newsletters