Compliance and Investigations

The Compliance and Investigations division at KLA specializes in assisting organizations in line with the market’s growing concern for corporate responsibility and business sustainability.

The team aims to adopt best practices, whether in risk mapping or in adjusting compliance mechanisms, while also implementing tailor-made integrity programs and holistic approaches. Additionally, they provide assistance in conducting internal investigations and representing clients before authorities.

SERVICES

Advisory
• Due Diligence of Third Parties
• Compliance Trainings
• Certifications (ISO 37001 e 37301 e Pró-Ética)
• Risk analysis
• Creation/Revision of Anti-Corruption Codes, Policies, and Clauses
• Implementation and review of integrity programs

Investigations
• Internal investigations at all levels of complexity
• Defensive inquiries (administrative and judicial contexts)
• Implementation and review of complaint channel management
• Financial analysis and transaction testing
• Comprehensive advisory for internal investigations

Punitive Proceedings and Crisis Management
• Independent Monitoring
• Implementation of Crisis Management Plan
• Defense in Administrative Accountability Proceedings
• Negotiation of Agreements

MAIN CONTACTS

Tiago Cortez

Guilherme Person